[ABSTRAK
Tesis ini membahas mengenai pembebanan tanggung jawab hukum kepada ManajerInvestasi akibat pelanggaran hukum yang dilakukan oleh Anggota Direksi sehinggamenyebabkan Manajer Investasi tersebut dijatuhi sanksi administratif oleh OtoritasJasa Keuangan. Dalam tesis ini akan menggunakan studi kasus pencabutan izin usahaManajer Investasi PT. Eurocapital Peregrine Securities (PT EPS). Terdapat duapertanyaan utama dalam tesis ini, yaitu mengenai kesesuaian putusan OJK mencabutizin PT EPS sebagai Manajer Investasi dengan peraturan di bidang pasar modal danmengenai ketepatan putusan Lembaga Peradilan yang menyatakan pelanggaranAnggota Direksi PT EPS menjadi tanggung jawab pribadi Anggota Direksi dan bukantanggung jawab Manajer Investasi. Tesis ini menggunakan metode penelitian hukumnormatif untuk menunjukkan bahwa suatu Manajer Investasi dapat dibebankantanggung jawab akibat pelanggaran yang dilakukan oleh Anggota Direksimenggunakan Teori Badan Hukum Sebagai Kenyataan Yuridis (juridischeRealiteitsleer). Berdasarkan penelitian, ditemukan Putusan OJK yang mencabut izinPT EPS sebagai Manajer Investasi telah sesuai dengan peraturan di bidang pasarmodal karena dalam UUPM pembebanan tanggung jawab atas pelanggaran yangdilakukan oleh Anggota Direksi Manajer Investasi merupakan beban ManajerInvestasi. Sedangkan Putusan Lembaga Peradilan yang menyatakan pelanggaranAnggota Direksi PT EPS menjadi tanggung jawab pribadi Anggota Direksi sehinggamenyatakan batal pencabutan izin usaha Manajer Investasi atas nama PT EPS adalahkurang tepat. Hal ini dapat karena PT EPS sendiri lemah dalam pengawasankegiatannya. Namun, pembebanan tanggung jawab kepada Manajer Investasi bukanberarti membebaskan tanggung jawab Anggota Direksi atas pelanggaran yangdilakukannnya. Anggota Direksi bertanggung jawab secara pribadi kepada ManajerInvestasi yang telah dirugikannya.
ABSTRACT
This thesis discusses about legal liability assessed to an Investment manager dueto tort committed by its Member of Board of Directors, causing the InvestmentManager administrative sanctions by the Financial Services Authority. This thesiswill use case studies permit revocation Investment Manager PT. EurocapitalPeregrine Securities (PT EPS). There are two main questions in this thesis,regarding the suitability of the FSA's decision to revoke permit PT EPS asInvestment Manager with the capital market regulations and the suitability of theInstitute of Justice ruling stating tort of the member of the Board of Directors(member of BOD) of PT EPS is the liability of the member of BOD in personaland not the liability of Investment Manager. This thesis using normative legalresearch methods to indicate that an Investment Manager can be charged with theliability for tort committed by the member of BOD using the Theory of LegalEntity In fact Juridical (Juridische Realiteitsleer). Based on the research, it wasfound that the FSA verdict revoked the licenses of PT EPS as Investment Managerin accordance with the regulations of the capital market since the impositionUUPM liability for tort committed by the member of BOD of the InvestmentManager an Investment Manager burden. Meanwhile, the Institute of Justiceruling stating tort of member of BOD of PT EPS is the liability of the member ofBOD to declare null and revocation of business licenses on behalf of theInvestment Manager PT EPS is less precise. This could be because PT EPSthemselves weak in monitoring activities. However, the imposition of liability tothe Investment Manager not absolve the liability of member of BOD for his tort.The member of BOD is personally liable to the Investment Manager who has beenharmed., This thesis discusses about legal liability assessed to an Investment manager dueto tort committed by its Member of Board of Directors, causing the InvestmentManager administrative sanctions by the Financial Services Authority. This thesiswill use case studies permit revocation Investment Manager PT. EurocapitalPeregrine Securities (PT EPS). There are two main questions in this thesis,regarding the suitability of the FSA's decision to revoke permit PT EPS asInvestment Manager with the capital market regulations and the suitability of theInstitute of Justice ruling stating tort of the member of the Board of Directors(member of BOD) of PT EPS is the liability of the member of BOD in personaland not the liability of Investment Manager. This thesis using normative legalresearch methods to indicate that an Investment Manager can be charged with theliability for tort committed by the member of BOD using the Theory of LegalEntity In fact Juridical (Juridische Realiteitsleer). Based on the research, it wasfound that the FSA verdict revoked the licenses of PT EPS as Investment Managerin accordance with the regulations of the capital market since the impositionUUPM liability for tort committed by the member of BOD of the InvestmentManager an Investment Manager burden. Meanwhile, the Institute of Justiceruling stating tort of member of BOD of PT EPS is the liability of the member ofBOD to declare null and revocation of business licenses on behalf of theInvestment Manager PT EPS is less precise. This could be because PT EPSthemselves weak in monitoring activities. However, the imposition of liability tothe Investment Manager not absolve the liability of member of BOD for his tort.The member of BOD is personally liable to the Investment Manager who has beenharmed.] |
T44248-Famal.pdf :: Unduh